A peer-to-peer Roundtable for the heads of the legal function at asset management organizations. The II Legal Forum Winter Roundtable is a day-and-a-half-long meeting that emphasizes global legal and regulatory trends and business management issues. Topics are member driven and focus primarily on the institutional side of the business
Scott R. Plummer
Former SVP, Assistant General Counsel and Head of Global Asset Management Legal
Ameriprise Financial
Rachel Wheeler
General Counsel
Aviva Investors
Ian Rose
General Counsel
Brandes Investment Partners
Peter Kelley
President, Capital Guardian Trust Company
Capital Group
Catherine Newell
Executive Vice President & General Counsel
Dimensional Fund Advisors
Adam Fletcher
General Counsel
Investec Asset Management
David Flattum
Managing Director & Global General Counsel
PIMCO
Lori C. Seegers
Senior Vice President, General Counsel
PPM America, Inc.
Cynthia M. Clarke
Senior Managing Director, Partner & General Counsel
Wellington Management Company, LLP